Study on Spoliation of Evidence in Criminal Proceedings and its Legal RegulationTaking Civil Proceedings as Reference
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摘要: 基于证据裁判的要求和趋利避害的人性,诉讼对抗之下证明妨碍时有发生。我国民事和行政诉讼均有证明妨碍规范条文,而刑事诉讼对此较少关注,原因在于我国对检察官客观义务履行的普遍信赖、对事实真相的不懈追求和刑事审判权威尚未完全建立。刑事诉讼证明妨碍使证据一方利用资源优势不公平地占有审判有利地位,违背控辩平等原则;若裁判者在证明困难或证明不能时单纯依据证明责任裁判反而会对被妨碍一方不利,不利于裁判公正。为了维护诉讼公平、避免证明妨碍带来的事实阻碍,有必要在刑事诉讼领域引入并完善证明妨碍理论。具体构建上,可以考量证明妨碍的正当性和被妨碍证据的重要性,运用经验法则进行不利推断并形成法官心证,对此《刑诉法解释》第七十三条等条款已经提供了裁判的原则性依据。Abstract: Based on the requirements of evidence-based adjudication and the human nature of seeking benefits and avoiding harm, spoliation of evidence frequently occurs in the context of adversarial litigation. Both civil and administrative litigation in China contain provisions regulating spoliation of evidence, while criminal litigation pays less attention to this issue. This stems from widespread trust in prosecutors’ fulfillment of their objective duties, an unwavering pursuit of factual truth, and the incomplete establishment of criminal trial authority. Spoliation of evidence in criminal proceedings allows the party with evidence to unfairly occupy a favorable position in the trial by utilizing its resource advantages, violating the principle of equality between prosecution and defense. If adjudicators simply rely on the burden of proof to make a judgment when proof is difficult or impossible, it may disadvantage the obstructed party and undermine judicial fairness. To uphold procedural fairness and avoid factual impediments caused by spoliation of evidence, it is necessary to introduce and refine the theory of spoliation of evidence in criminal litigation. The legal norms in U.S. law imposing adverse consequences on parties committing the spoliation of evidence also provide comparative legal references. In practical implementation, the legitimacy of the spoliation of evidence and the importance of the spoliated evidence should be considered. Adverse inferences can be drawn using rules of thumb to form the judge’s inner conviction. Provisions such as Article 73 of the Interpretation of the Criminal Procedure Law have already provided foundational principles for adjudication in this regard.
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