Analysis on China Stock Broker Self-discipline Management
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摘要: 证券商乃至证券交易所自律的实现,是法律承认与授权,同自律者本身利益追求相互的结果。建立政府管理与市场自律相结合的科学管理模式,关键是准确界定政府与市场自律的结合面。文章通过对国际上典型国家的证券商自律管理制度进行分析和比较,并结合我国证券商自律管理的实际和不足,提出了构建合理、规范、高效的中国证券商及其自律组织的基本思路。Abstract: The reality of the self-discipline of the stock broker and stock exchange results from the integration between the confess of law and the benefit of the self-discipliner.To establish a system of government management and market self-discipline, the main step is to find out the combination.This article puts forward a reasonable and effective idea about China stock broker and self-discipline organization through systematic analysis.
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Key words:
- stock broker /
- self-discipline management /
- stock exchange
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